Victoria Swanson is a registered investment advisor at LPL Enterprise, LLC, based in Lone Tree, CO, with 26 years of industry experience. Victoria operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
Lone Tree, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Victoria owns rental real estate, dedicating minimal time to it. She is also the owner of JRS Remodeling, Inc., which is not investment-related and requires no time commitment.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Metlife Securities INC.Broker
Gwfs Equities, INC.Broker
Tiaa-Cref Advice and Planning Services
Tiaa-Cref Individual & Institutional Services, LLCBroker
Vestax Securities CorporationBroker
Ifg Network Securities, INC.Broker
Multi-Financial Securities Corporation
Multi-Financial Securities CorporationBroker
State Registrations53 states
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