Robert Alvarez
Robert Alvarez is a registered investment advisor at International Assets Investment Management, LLC, based in Orlando, FL, with 24 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 5,961 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAIM charges an annual asset-based investment advisory fee up to 3.00%, negotiated between the client and the investment advisor representative (IAR). The fee depends on factors like the size of the relationship, inclusion/exclusion of transaction fees, and complexity of services. Fees are typically based on the market value of assets under management at the end of the prior month or quarter, but may be offered as a fixed quarterly fee. Clients also pay transaction fees for each trade, including no-transaction-fee mutual funds. IAIM may recommend third-party asset managers (TPAMs), in which case the client's overall fees will include IAIM's fee plus the TPAM's fees.
Location
111 North Orange Avenue, Suite 1000, Orlando, FL, 32801
Get directionsHistory
Regulatory History (8)
Customer Dispute
April 2023Customer Dispute
July 2021Regulatory
September 2020Customer Dispute
February 2018Employment Separation After Allegations
May 2013Employment Separation After Allegations
April 2013Customer Dispute
July 2011Customer Dispute
June 2006Other Business ActivitiesSells Insurance
Robert is the President/Advisor for NOLA Financial-Wealth Management, Inc., dedicating nearly full-time hours to this role. He also owns Rebirth Realty LLC, managing a rental property, and works as an advisor for International Assets Investment Management LLC about half of his time.
Employment History
Current Registrations
International Assets Investment Management, LLC
Previous Registrations
Primus Financial Services, LLCBroker
International Assets Investment Management, LLC
International Assets Advisory, LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.