PD
PD
Peter Dewald
33 Years of Experience
Huntington, WV
1 DisclosureBroker
Peter Dewald is a registered investment advisor at Raymond James & Associates, INC., based in Huntington, WV, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
Capital Centre, 750 4th Ave., First Floor, Huntington, WV, 25701
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2007Closed-No Action
Employment History
Current Registrations
Raymond James & Associates, INC.
July 2013 - Present · 12 yrs 10 mos
Raymond James & Associates, INC.Broker
July 2013 - Present · 12 yrs 10 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - August 2013 · 4 yrs 2 mos
Morgan Stanley
June 2009 - August 2013 · 4 yrs 2 mos
Citigroup Global Markets INC.
October 2004 - June 2009 · 4 yrs 8 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
June 1992 - July 1993 · 1 yr 1 mo
State Registrations25 states
AZCADCFLGAHIILINKYMAMDMIMNNCNMNYOHORPARISCTNTXVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.