Catherine Arnet-Valega
Catherine Arnet-Valega is a registered investment advisor at LPL Financial LLC, based in Burlington, MA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1 Garfield Circle, Unit 2, Burlington, MA, 01803
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Catherine is involved in several business activities, including non-variable insurance through Bay Financial Associates, LLC, and insurance through Waverley Insurance Agency. She also works as a tax preparation assistant and at H&R Block, and is involved in multiple networking groups.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Bay Financial Advisors, INC.
Lion Street Advisors, LLC
Lion Street Financial, LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
TD Private Client Wealth LLC
TD Private Client Wealth LLCBroker
Winslow, Evans & Crocker, INC.
Winslow, Evans & Crocker, INC.Broker
Bay Financial Advisors, INC.
LPL Financial LLC
LPL Financial LLCBroker
Pioneer Investment Management, INC.
Pioneer Funds Distributor, INC.Broker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.