Ernie Zack is a registered investment advisor at Morgan Stanley, based in Ann Arbor, MI, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
2001 Commonwealth Boulevard, Ann Arbor, MI, 48105
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2011Denied
Customer Dispute
May 2009Settled
Other Business Activities
Ernie is associated with two trusts in Northville, Michigan since March 2022. These activities are investment-related and require minimal time.
Employment History
Current Registrations
Morgan Stanley
September 2010 - Present · 15 yrs 8 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
November 2000 - June 2009 · 8 yrs 7 mos
Banc One Securities CorporationBroker
February 1999 - December 2000 · 1 yr 10 mos
First Chicago Nbd Investment Services, INC.Broker
March 1996 - February 1999 · 2 yrs 11 mos
Essex National Securities, INC.Broker
June 1992 - March 1996 · 3 yrs 9 mos
State Registrations32 states
ARAZCACOFLGAHIIDILINKSKYMAMDMIMNMONCNJNMNVNYOHOKORPASCTNTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.