Stephen Lucas
Stephen Lucas is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Mars, PA, with 33 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
Mars, PA
Get directionsHistory
Regulatory History (11)
Judgment / Lien
July 2024Judgment / Lien
September 2023Judgment / Lien
July 2022Judgment / Lien
April 2022Judgment / Lien
August 2021Judgment / Lien
September 2019Judgment / Lien
April 2019Customer Dispute
April 2017Customer Dispute
September 2002Regulatory
September 2000Criminal
March 1975Other Business ActivitiesSells Insurance
Stephen is an advisory representative of a Registered Investment Advisor (RIA) and an independent insurance agent for various companies since 2016. He dedicates full-time hours to his IAR role and a few hours per week to his insurance business.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Sterne Agee Investment Advisor Services, INC.
Sterne Agee Financial Services, INC.Broker
Sterne Agee Investment Advisor Services, INC.
Wrp Investments, INC.Broker
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Mony Securities CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.