RH
RH

Roseann Harris

34 Years of Experience
Fort Worth, TX
1 DisclosureBroker

Roseann Harris is a registered investment advisor at Ameriprise Financial Services, LLC, based in Fort Worth, TX, with 34 years of industry experience. Roseann is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

5600 Clearfork Main St Ste 460, Fort Worth, TX, 76109

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2004
Settled
Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 1992 - Present · 34 yrs 2 mos
Ameriprise Financial Services, LLC
August 1992 - Present · 34 yrs 2 mos
Ameriprise Financial Services, LLCBroker
August 1992 - Present · 34 yrs 2 mos
Previous Registrations
American Express Service CorporationBroker
March 1994 - December 1994 · 9 mos
Ids Life Insurance CompanyBroker
August 1992 - July 2006 · 13 yrs 11 mos
State Registrations4 states
OKPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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