JR
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James Rafoth

33 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
271 advisors
Number of Clients
13,685 clients
Average Client Portfolio
$612K average
Assets Under Management
$8.4B

Fee Structure

Financial Planning:Investment management only
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Location

3701 Boardman - Canfield Rd. Suite 1, Canfield, OH, 44406

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

James is the president of Beard Pension Services, Inc., a third-party administrator for retirement plans, taking about half of his time. He also owns rental real estate through Rafoth Development Company and is an insurance agent with Executive Insurance Agency, dedicating minimal time to insurance sales.

Employment History
Current Registrations
Valmark Advisers, INC.
February 2017 - Present · 9 yrs
Valmark Securities, INC.Broker
January 2017 - Present · 9 yrs 1 mo
Beard Investment Services, INC.
February 2003 - Present · 23 yrs
Previous Registrations
Beard Financial Services, INC.Broker
September 2001 - February 2017 · 15 yrs 5 mos
Walnut Street Securities, INC.Broker
November 1996 - May 2002 · 5 yrs 6 mos
Fsc Securities CorporationBroker
June 1992 - November 1996 · 4 yrs 5 mos
State Registrations21 states
AZFLGAHIILINKYMDMIMONCNJNYOHPASCTNTXVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
James Rafoth - Financial Advisor | TrueAdvisor