Jim Poncha
Jim Poncha is a registered investment advisor at World Investment Advisors, LLC, based in Holliswood, NY, with 32 years of industry experience. Jim operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 17,488 clients with $56B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WIA Wealth charges a percentage of your portfolio each year. The exact percentage will be outlined in your agreement and will never exceed 3.00%. Fees may be negotiable. WIA IARs may also use a custodian other than Schwab or Fidelity, which will be made clear to the client prior to any accounts being opened.
Location
Holliswood, NY
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Regulatory History (1)
Customer Dispute
March 1998Other Business Activities
Jim is an investment advisor representative with TFS Advisory Services since February 2021, providing financial services.
Employment History
Current Registrations
World Investment Advisors, LLC
World Investments, LLC
World Investments, LLCBroker
Previous Registrations
World Advisory Services
Joseph Stone Wealth Management LLC
Joseph Stone Capital L.L.C.Broker
Windsor Street Capital, LPBroker
Ladenburg Thalmann Asset Management INC
Ladenburg Thalmann & CO. INC.Broker
Allied Beacon Partners, INC.Broker
Advanced Planning Securities, INC.Broker
Josephthal & CO., INC.Broker
Melbourne Gsi CORP.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.