Jim Poncha
Jim Poncha is a registered investment advisor at World Investment Advisors, LLC, based in Holliswood, NY, with 32 years of industry experience. Jim is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 23,021 clients with $72B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
World Investment Advisors charges for investment management based on a percentage of the value of your portfolio. Fees vary depending on your specific agreement, account size, and the custodian holding your funds, but will never exceed 3.00% annually. Fees are typically calculated at an annual rate and billed monthly in advance. In addition to the portfolio management fee, you may pay technology platform fees of up to 0.05% annually (with a $100 minimum) or up to 0.15% (with a $150 minimum) if third-party managers are used. Custodian charges, brokerage commissions, and mutual fund internal expenses are separate from World Investment Advisors's fees.
Location
Holliswood, NY
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 1998Other Business Activities
Jim is an investment advisor representative with TFS Advisory Services since February 2021, providing financial services.
Employment History
Current Registrations
World Investment Advisors, LLC
World Investments, LLC
World Investments, LLCBroker
Previous Registrations
World Advisory Services
Joseph Stone Wealth Management LLC
Joseph Stone Capital L.L.C.Broker
Windsor Street Capital, LPBroker
Ladenburg Thalmann Asset Management INC
Ladenburg Thalmann & CO. INC.Broker
Allied Beacon Partners, INC.Broker
Advanced Planning Securities, INC.Broker
Josephthal & CO., INC.Broker
Melbourne Gsi CORP.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.