Douglas Becker
Douglas Becker is a registered investment advisor at Cetera Investment Advisers LLC, based in Hanover, PA, with 33 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
40 York Street, Hanover, PA, 17331
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2016Customer Dispute
February 2014Employment Separation After Allegations
April 1994Other Business Activities
Douglas is a registered tax preparer, spending about half his time during tax season. He also serves as a trustee for Homewood Retirement Centers, manages Hanover Capital Management Inc, is a member of Five Points Hanover LLC (real estate leasing), and is a partner at HCM Wealth Advisory Group, LLC.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Mutual Service CorporationBroker
H. Beck, INC.Broker
Princor Financial Services CorporationBroker
1st Global Capital CORP.Broker
Mimlic Sales CorporationBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.