Earl Rideau
Earl Rideau is a registered investment advisor at Golden State Wealth Management, LLC, based in Pasadena, CA, with 24 years of industry experience. Earl is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 4,192 clients with $2.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee for asset management and comprehensive portfolio management will not exceed 2.00%. Fees are negotiable and billed quarterly in advance. Different programs custodied with LPL Financial have separate maximum fee caps ranging up to 2.95%.
Fee Estimator
Location
177 E. Colorado Boulevard, 2nd Floor, Pasadena, CA, 91105
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Earl has multiple business activities, including Earl B Rideau, LLC and Earl B. Rideau, Inc. for tax/investment purposes, Golden State Wealth Management, LLC as a DBA for LPL business and a registered investment advisor, Golden State Asset Management, LLC, and Global Kingdom Solutions, LLC dba Global Kingdom Insurance Solutions, an insurance agency.
Employment History
Current Registrations
Golden State Wealth Management, LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Lake Avenue Financial, LLC
LPL Financial LLC
Lake Avenue Financial, LLC
Waddell & Reed
Waddell & ReedBroker
Cabot-Rothchild, LLC
Mtl Equity Products, INC.Broker
Iac Securities, INC.Broker
Fsc Securities CorporationBroker
Corporate Benefit Securities, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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