John Nicolaus is a registered investment advisor at Morgan Stanley, based in Coos Bay, OR, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
276 West Commercial, Coos Bay, OR, 97420
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
May 2020 - Present · 6 yrs
Previous Registrations
Cuso Financial Services, L.P.
January 2005 - May 2020 · 15 yrs 4 mos
Cuso Financial Services, L.P.Broker
January 2005 - May 2020 · 15 yrs 4 mos
CUNA Brokerage Services, INC.
July 2001 - December 2004 · 3 yrs 5 mos
CUNA Brokerage Services, INC.Broker
August 1997 - December 2004 · 7 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1995 - March 1997 · 1 yr 11 mos
Thomas James Associates, INC.Broker
June 1992 - January 1995 · 2 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.