Rafael Matos
Rafael Matos is a registered investment advisor at Level Four Advisory Services, based in Dallas, TX, with 25 years of industry experience. Rafael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 14,510 clients with $5.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Level Four Advisory Services offers several investment management programs:
- Managed Assets Program: Fees are negotiable, with a maximum of 2.50% annually, based on the value of your investments.
- Participant Asset Management Program: Designed for retirement plan participants, fees are negotiable up to 1.25% annually.
- ICA Platform Program: Through Raymond James, fees are negotiable up to 2.5% annually. Sub-advisory services from Level Four Capital Management may be used.
Fees are calculated and billed monthly in advance.
Location
12400 Coit Road, Suite 700, Dallas, TX, 75251
Get directionsHistory
Regulatory History (1)
Financial
July 2018Other Business Activities
Rafael is a supervisory principal and branch manager at Level Four Advisory Services, LLC, a registered investment advisor. He dedicates about half of his time to this role.
Employment History
Current Registrations
Level Four Advisory Services
Level Four Financial, LLC
Level Four Financial, LLCBroker
Previous Registrations
Mutual of Omaha Investor Services, INC.Broker
Mutual of Omaha Investor Services, INC.
Foresters Advisory Services, LLC
Foresters Financial Services, INC.Broker
W&s Brokerage Services, INC.Broker
Morgan Stanley
Morgan StanleyBroker
Vfinance Investments, INCBroker
Jesup & Lamont Securities CORPBroker
Empire Financial Group, INC.Broker
Empire Financial Group, INC.Broker
Assent LLCBroker
Carlin Equities CORP.Broker
Banif Securities INCBroker
Robert Fleming INC.Broker
Abn Amro IncorporatedBroker
Bear, Stearns & CO. INC.Broker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.