TrueAdvisor
TrueAdvisor
BM
ChFC
BM
ChFC

Brad Morgan

M Holdings Securities, INC.
33 Years of Experience
Corona Del Mar, CA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Brad Morgan is a ChFC-designated registered investment advisor at M Holdings Securities, INC., based in Corona Del Mar, CA, with 33 years of industry experience. Brad is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 4,513 clients with $3.2B in assets under management.

M Holdings Securities, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
340 advisors
Number of Clients
4,513 clients
Average Client Portfolio
$710K average
Assets Under Management
$3.2B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.30%
$1.0M - $3.0M1.25%
$3.0M - $5.0M1.20%
$5.0M - $10.0M1.10%
$10M+1.05%

Schedule reflects maximum M Wealth customized sub-advisory fees. Other advisory programs negotiate fees up to a maximum of 3%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2101 E. Coast Hwy Ste 200, Corona Del Mar, CA, 92625

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Brad is a member/trustee of Iconic Watch Company, LLC, but has no active duties and spends no time on it. Brad also works as a manager at Morgan Advisory Group, spending full-time selling and servicing life and disability insurance products.

Employment History
Current Registrations
M Holdings Securities, INC.
July 2020 - Present · 6 yrs 3 mos
M Holdings Securities, INC.Broker
November 2009 - Present · 16 yrs 11 mos
M Holdings Securities, INC.
November 2009 - Present · 16 yrs 11 mos
Previous Registrations
M Holdings Securities, INC.Broker
December 2001 - October 2009 · 7 yrs 10 mos
Mutual Service CorporationBroker
November 1998 - December 2001 · 3 yrs 1 mo
Ascend Financial Services, INC.Broker
November 1992 - November 1998 · 6 yrs
State Registrations14 states
AZCACODEFLIDILINNCNVNYORTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Corona Del Mar, CA →All financial advisors in California →