RM
RM
Roy Mcclung
30 Years of Experience
Phoenix, AZ
1 DisclosureBroker
Roy Mcclung is a registered investment advisor at Charles Schwab & CO., INC., based in Phoenix, AZ, with 30 years of industry experience. Roy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
2423 E Lincoln Dr, Phoenix, AZ, 85016-1215
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2011Denied
Employment History
Current Registrations
Charles Schwab & CO., INC.Broker
August 2020 - Present · 5 yrs 11 mos
Charles Schwab & CO., INC.
August 2020 - Present · 5 yrs 11 mos
Previous Registrations
USAA Investment Services CompanyBroker
June 2020 - July 2020 · 1 mo
USAA Investment Services Company
November 2019 - July 2020 · 8 mos
USAA Financial Advisors, INC.Broker
November 2019 - June 2020 · 7 mos
TD Ameritrade, INC.
March 2018 - August 2019 · 1 yr 5 mos
TD Ameritrade Investment Management, LLC
March 2018 - August 2019 · 1 yr 5 mos
TD Ameritrade, INC.Broker
March 2018 - August 2019 · 1 yr 5 mos
Scottrade Investment Management
July 2016 - March 2018 · 1 yr 8 mos
Scottrade, INC.Broker
November 2015 - March 2018 · 2 yrs 4 mos
Vanguard Marketing CorporationBroker
August 2014 - November 2015 · 1 yr 3 mos
Edward Jones
June 2012 - July 2014 · 2 yrs 1 mo
Edward JonesBroker
May 2012 - July 2014 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2010 - May 2012 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2010 - May 2012 · 1 yr 8 mos
Genworth Financial Wealth Management, INC.
July 2010 - September 2010 · 2 mos
Capital Brokerage CorporationBroker
June 2010 - September 2010 · 3 mos
Charles Schwab & CO., INC.
November 2006 - March 2010 · 3 yrs 4 mos
Charles Schwab & CO., INC.Broker
October 2006 - March 2010 · 3 yrs 5 mos
Banc of America Investment Services, INC.
March 2004 - October 2006 · 2 yrs 7 mos
Banc of America Investment Services, INC.Broker
January 2004 - October 2006 · 2 yrs 9 mos
Prudential Securities IncorporatedBroker
August 2001 - March 2002 · 7 mos
Charles Schwab & CO., INC.Broker
September 1993 - August 2001 · 7 yrs 11 mos
Chatfield Dean & CO., INC.Broker
December 1992 - August 1993 · 8 mos
Pruco Securities CorporationBroker
October 1992 - January 1993 · 3 mos
State Registrations45 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSNCNDNENJNMNVNYOHOKORPASCTXUTVAWAWIWVWY
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Exams
No exam information available for this advisor.