Francis Brown
Francis Brown is a CFP, ChFC-designated registered investment advisor at Abundant Wealth Management LLC, based in Stamford, CT, with 31 years of industry experience. Francis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 248 clients with $230M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $4.0M | 0.80% |
| $4.0M - $6.0M | 0.70% |
| $6.0M - $8.0M | 0.60% |
| $8M+ | 0.50% |
Fees are generally negotiable.
Fee Estimator
Location
700 Canal Street, Serendipity Labs, Stamford, CT, 06902
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Francis is the President/Founding Partner of Abundant Insurance Services, providing financial planning and investment advisory services. He is also an IAR Rep with TLG Advisors Inc and provides tax preparation services, dedicating minimal time to the latter two activities. The Abundant Insurance Services activity may involve insurance sales, but it is not explicitly stated.
Employment History
Current Registrations
Abundant Wealth Management LLC
The Leaders Group, INC.Broker
The Leaders Group, INC.
Previous Registrations
Tlg Advisors, INC.
Lincoln Financial Distributors, INC.Broker
Goldis Financial Group, INC.Broker
Aetna Investment Services, INC.Broker
Phoenix Equity Planning CorporationBroker
Fortis Investors, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.