RM
RM

Richard Mohr

33 Years of Experience
Davenport, IA
Broker

Richard Mohr is a registered investment advisor at Morgan Stanley, based in Davenport, IA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

4300 East 53rd Street, Suite 300, Davenport, IA, 52807

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Richard is a board member with the Scott County Conservation Board. He is also the owner of MG Farms LLC, an agricultural business, dedicating a few hours per week to administrative, accounting, labor, and property management tasks.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
December 2000 - April 2007 · 6 yrs 4 mos
Morgan Stanley Dw INC.Broker
December 2000 - April 2007 · 6 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1992 - December 2000 · 8 yrs 5 mos
State Registrations25 states
AZCACOFLGAIAILINKYMAMDMIMNMONCNENYOHPARISCTXVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.