BR
BR
Bret Rosenthal
9 Years of Experience
Jupiter, FL
1 Disclosure
Bret Rosenthal is a registered investment advisor at Rosenthal Capital Management, LLC, based in Jupiter, FL, with 9 years of industry experience. Bret operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 18 clients with $17M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$17.4M
Loading...
Location
Jupiter, FL
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2005Settled
Employment History
Current Registrations
Rosenthal Capital Management, LLC
August 2016 - Present · 9 yrs 9 mos
State Registrations1 state
FL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.