Kenneth Mantel
Kenneth Mantel is a registered investment advisor at Wells Fargo Advisors, based in Scottsdale, AZ, with 34 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
14624 N Scottsdale Rd, Ste 100, Scottsdale, AZ, 85254
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2001Other Business Activities
Kenneth owns Ken Mantell LLC, dealing with real estate and rental properties, and Mantel Money LLC, a "finet practice". Kenneth dedicates full-time hours to Mantel Money LLC, including over half the time during trading hours.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Round Hill Securities, INC.Broker
Norcross & CompanyBroker
W.B. Mckee Securities, INC.Broker
Franklin-Lord, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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