KM
KM

Kenneth Mantel

33 Years of Experience
Scottsdale, AZ
1 DisclosureBroker

Kenneth Mantel is a registered investment advisor at Wells Fargo Advisors, based in Scottsdale, AZ, with 33 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

14624 N Scottsdale Rd, Ste 100, Scottsdale, AZ, 85254

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2001
Denied
Other Business Activities

Kenneth owns Ken Mantell LLC, dealing with real estate and rental properties, and Mantel Money LLC, a "finet practice". Kenneth dedicates full-time hours to Mantel Money LLC, including over half the time during trading hours.

Employment History
Current Registrations
Wells Fargo Advisors
March 2024 - Present · 2 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
August 2005 - March 2024 · 18 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
March 1997 - March 2024 · 27 yrs
Round Hill Securities, INC.Broker
February 1997 - March 1997 · 1 mo
Norcross & CompanyBroker
August 1994 - February 1997 · 2 yrs 6 mos
W.B. Mckee Securities, INC.Broker
September 1992 - September 1994 · 2 yrs
Franklin-Lord, INC.Broker
September 1992 - September 1992 · 0 mos
State Registrations21 states
AKARAZCACOFLILMIMTNCNENJNMNVOHSCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.