Melvin Goldstein
Melvin Goldstein is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Marlboro, NJ, with 56 years of industry experience. Melvin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Marlboro, NJ
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2012Other Business ActivitiesSells Insurance
Melvin operates under the DBA Advanced Capitol Strategies, Inc. since 2001. Since 2011, Melvin also operates under the non-variable insurance DBA ACS, Inc., selling life, health, disability, and long-term care insurance, as well as group employee benefits, corporate benefits, and pension consulting, taking about 10-20% of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Park Avenue Securities LLCBroker
Park Avenue Securities LLCBroker
Guardian Investor Services CorporationBroker
Gerson, Horowitz, Green Securities CORP.Broker
Herzfeld & SternBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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