David Hock
David Hock is a registered investment advisor at Arete Wealth Advisors, LLC, based in Lake Oswego, OR, with 32 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 5,426 clients with $2.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $249K | 3.00% |
| $249K - $750K | 2.50% |
| $750K - $1.5M | 2.00% |
| $1.5M - $5.0M | 1.75% |
| $5M+ | 1.50% |
Fees are negotiable. A $50,000 initial minimum account balance is generally required, but may be waived.
Fee Estimator
Location
Lake Oswego, OR
Get directionsHistory
Regulatory History (1)
Regulatory
October 2008Other Business ActivitiesSells Insurance
David is a registered investment advisory representative and has multiple business activities, including being a member of Green LLC, managing member of Arete Wealth Inc., manager of Arete Growth Partners LLC and Areh II, LLC. He also owns Arete Shield Insurance Agency, selling insurance products.
Employment History
Current Registrations
Arete Wealth Advisors, LLC
Arete Wealth Management, LLC
Arete Wealth Management, LLCBroker
Previous Registrations
Center Street Advisors, INC.
Center Street Securities, INC.Broker
Arete Wealth Advisors, LLC
Private Consulting Group, INC.
Private Consulting Group, INC.Broker
Neidiger, Tucker, Bruner, INC.Broker
United Securities Alliance, INC.Broker
Vsr Financial Services, INC.Broker
First Associated Securities Group, INC.Broker
Consolidated Investment Services, INC.Broker
Capwest Securities, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.