Cynthia Moore is a registered investment advisor at LPL Financial LLC, based in Platte City, MO, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Platte City, MO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Cynthia is a third-party administrator for Moore Retirement Services since 2004 and involved in her family's gift basket business, Smiles Delivered, dedicating about 10-20% of her time. She also operates under two DBAs for her LPL business: Moore Financial, LLC (since 2013) and Personal Financial Group (since 2020), spending about a quarter of her time on the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Birchtree Financial Services, INC.Broker
State Registrations12 states
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