James Dean
James Dean is a registered investment advisor at Guardant Wealth Advisors LLC, based in Palmetto Bay, FL, with 32 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 1 clients with $110K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Guardant Wealth Advisors offers investment management services for an annual fee, with a maximum of 2.00% of the assets they manage. The exact fee is agreed upon between you and your advisor and can vary based on the amount you invest, the complexity of the services, and the overall scope of your relationship with GWA. The fee is calculated quarterly, in advance, based on the market value of your investments. There is a minimum annual fee of $1,200.
Location
Palmetto Bay, FL
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 1996Other Business Activities
James works as a CNB Banker, under common control with Bci Securities and Bci Group, since 2022. This activity, which is not investment-related, takes nearly full-time hours.
Employment History
Current Registrations
Guardant Wealth Advisors LLC
Previous Registrations
Bci Securities, INC.Broker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Credit Suisse Securities (USA) LLCBroker
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.