Craig Spawn is a CFP-designated registered investment advisor, based in Bellvue, CO, with 33 years of industry experience.
Location
Bellvue, CO
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Craig owns a professional services business offering basic, non-investment related financial planning incidental to his investment advisory services, dedicating minimal time. He is also an agent for Avantax Insurance Agency and Avantax Insurance Services, selling various annuity products, dedicating about 10-20% of his time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Kc Investment Advisors, LLC
Cap Pro Brokerage Services, INC.Broker
H.D. Vest Investment Securities, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.