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Sandra Smith

32 Years of Experience
Saint Peters, MO
Broker

Sandra Smith is a registered investment advisor at Wells Fargo Advisors, based in Saint Peters, MO, with 32 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1 Mid Rivers Mall Dr, Ste 258, Saint Peters, MO, 63376

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sandra acts as power of attorney for her sister and is a trustee of her own 401k. She also serves as co-trustee for multiple trusts and administers information for Smith Mundwiller Securities LLC, dedicating minimal time to each activity.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
August 2003 - Present · 22 yrs 9 mos
Wells Fargo Advisors
August 2003 - Present · 22 yrs 9 mos
Previous Registrations
Morgan Stanley
November 2001 - September 2003 · 1 yr 10 mos
Morgan Stanley Dw INC.Broker
January 1998 - September 2003 · 5 yrs 8 mos
Cibc OppenheimerBroker
May 1994 - January 1998 · 3 yrs 8 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 1993 - June 1994 · 11 mos
State Registrations27 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.