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Robin Runco

Ip Financial Advisory Services LLC
33 Years of Experience
Charlotte, NC
5 Disclosures
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Robin Runco is a registered investment advisor at Ip Financial Advisory Services LLC, based in Charlotte, NC, with 33 years of industry experience. Robin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 2,041 clients with $460M in assets under management.

Ip Financial Advisory Services LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
130 advisors
Number of Clients
2,041 clients
Average Client Portfolio
$223K average
Assets Under Management
$456.1M

Fee Structure

Planning is included in investment management (also available separately)

IP Financial Advisory Services offers managed account programs where clients pay a fee for portfolio management. Representatives customize investment portfolios based on the client's risk tolerance and investment objectives, monitoring performance and rebalancing as needed. The firm has full discretion over client accounts, but clients can set restrictions. The minimum initial investment is negotiable.

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Location

5950 Fairview Road, Suite 140, Charlotte, NC, 28210

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2024
Final
Judgment / Lien
March 2023
Customer Dispute
June 2020
Settled
Employment Separation After Allegations
May 2019
Customer Dispute
August 2006
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robin owns rental property and operates The Johnson Group Financial as a financial advisor since 2019. Working as a financial advisor takes about a quarter of Robin's time.

Employment History
Current Registrations
Ip Financial Advisory Services LLC
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Creative Financial Designs, INC.
March 2020 - November 2021 · 1 yr 8 mos
Cfd Investments, INC.Broker
January 2020 - November 2021 · 1 yr 10 mos
J.W. Cole Financial, INC.Broker
July 2019 - July 2019 · 0 mos
Wells Fargo Clearing Services, LLCBroker
August 2015 - June 2019 · 3 yrs 10 mos
Wells Fargo Clearing Services, LLC
August 2015 - June 2019 · 3 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2006 - August 2015 · 9 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2006 - August 2015 · 9 yrs 2 mos
Morgan Stanley Dw INC.Broker
August 2001 - June 2006 · 4 yrs 10 mos
Fahnestock & CO. INC.Broker
January 1999 - September 2001 · 2 yrs 8 mos
First of Michigan CorporationBroker
March 1993 - January 1999 · 5 yrs 10 mos
Mariner Financial Services, INC.Broker
August 1992 - February 1993 · 6 mos
State Registrations2 states
FLMI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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