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Brady Westphal

34 Years of Experience
Chesterfield, MO
2 DisclosuresBrokerSells Insurance

Brady Westphal is a registered investment advisor at MML Investors Services, LLC, based in Chesterfield, MO, with 34 years of industry experience. Brady is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

16150 Main Circle Drive, Suite 400, Chesterfield, MO, 63017

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2004
Settled
Customer Dispute
September 2001
Settled
Other Business ActivitiesSells Insurance

Brady is a life insurance representative since 1994. This requires minimal time.

Employment History
Current Registrations
MML Investors Services, LLC
September 1999 - Present · 27 yrs 1 mo
MML Investors Services, LLC
June 1992 - Present · 34 yrs 4 mos
MML Investors Services, LLCBroker
June 1992 - Present · 34 yrs 4 mos
State Registrations26 states
AZCACOFLGAIAILINKSKYLAMIMNMONCNENYOKORPASCTNTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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