Paul Zaio
Paul Zaio is a registered investment advisor at LPL Financial LLC, based in Mount Pleasant, SC, with 33 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1156 Bowman Road, Suite 200, Mount Pleasant, SC, 29464-3666
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2018Customer Dispute
November 2004Customer Dispute
June 2003Other Business ActivitiesSells Insurance
Paul operates under the DBA Independence Wealth Management, LTD. He is also an agent with Book of Brokers selling non-variable insurance, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
A. G. Edwards & Sons, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Thomas James Associates, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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