Paul Zaio
Paul Zaio is a registered investment advisor at LPL Financial LLC, based in Mount Pleasant, SC, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1156 Bowman Road, Suite 200, Mount Pleasant, SC, 29464-3666
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2018Customer Dispute
November 2004Customer Dispute
June 2003Other Business ActivitiesSells Insurance
Paul operates under the DBA Independence Wealth Management, LTD. He is also an agent with Book of Brokers selling non-variable insurance, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
A. G. Edwards & Sons, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Thomas James Associates, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.