TK
TK

Tracy Kennedy

33 Years of Experience
Troy, NY
Broker

Tracy Kennedy is a registered investment advisor at Morgan Stanley, based in Troy, NY, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Tracy owns rental property since May 2019 and is a board member at True North Troy Preparatory Charter School since October 2021. The board member role involves minimal time commitment and is not investment-related.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. LLCBroker
July 2009 - February 2017 · 7 yrs 7 mos
Morgan Stanley & CO. Incorporated
March 2006 - June 2009 · 3 yrs 3 mos
Morgan Stanley & CO. IncorporatedBroker
January 1998 - June 2009 · 11 yrs 5 mos
First Albany CorporationBroker
March 1997 - February 1998 · 11 mos
Mercer Allied Company, L.P.Broker
October 1996 - February 1997 · 4 mos
Morgan Stanley & CO., IncorporatedBroker
December 1992 - August 1996 · 3 yrs 8 mos
State Registrations1 state
NY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.