WK
WK

Walter Keith

33 Years of Experience
Brentwood, TN
Broker

Walter Keith is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Brentwood, TN, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

Brentwood, TN

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Walter works part-time as a yacht broker representing buyers and sellers since May 2023, dedicating a few hours per week. He also owns Walter Keith & Co., a support company, but spends minimal time on it.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.
May 1999 - Present · 27 yrs
Raymond James Financial Services, INC.Broker
May 1999 - Present · 27 yrs
Previous Registrations
Raymond James Financial Services
March 2004 - January 2009 · 4 yrs 10 mos
J.C. Bradford & CO.Broker
July 1992 - June 1999 · 6 yrs 11 mos
State Registrations9 states
CAFLKYMINJPATNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.