CP
CP

Carol Passalaqua

33 Years of Experience
Deerfield, IL
Broker

Carol Passalaqua is a registered investment advisor at Morgan Stanley, based in Deerfield, IL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

111 South Pfingsten Road, Suite 200, Deerfield, IL, 60015

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Carol is an executive board member (past president, president) of the College of Lake County Foundation in Illinois since 1998, sitting on various committees and subcommittees. She dedicates minimal time to this activity, educating on bond investments and attending meetings.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
December 1997 - June 2009 · 11 yrs 6 mos
Citigroup Global Markets INC.Broker
April 1995 - June 2009 · 14 yrs 2 mos
Prudential Securities IncorporatedBroker
December 1992 - May 1995 · 2 yrs 5 mos
Geneva Securities,inc.Broker
October 1992 - January 1993 · 3 mos
American Express Financial Advisors INC.Broker
August 1992 - October 1992 · 2 mos
Ids Life Insurance CompanyBroker
August 1992 - October 1992 · 2 mos
State Registrations24 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.