Ashley Banks
Ashley Banks is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Gainesville, FL, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2550 SW 76th Street, Tower 24, Gainesville, FL, 32608
Get directionsHistory
Regulatory History (2)
Financial
June 2017Customer Dispute
May 2008Other Business Activities
Ashley is an owner of Banks Carroll Group, providing financial planning and CDFA consulting, dedicating minimal time. She also works as a Certified Divorce Financial Analyst, spending about 10-20% of her time on this investment-related activity.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.