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Marc Tendler

33 Years of Experience
Miami, FL
3 DisclosuresBroker

Marc Tendler is a registered investment advisor, based in Miami, FL, with 33 years of industry experience.

Location

777 Brickell Ave, Fl 9, Miami, FL, 33131

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2010
Denied
Customer Dispute
September 2008
Settled
Customer Dispute
June 2008
Denied
Employment History
Current Registrations
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLC
November 2013 - February 2021 · 7 yrs 3 mos
Bb&t Securities, LLCBroker
November 2013 - February 2021 · 7 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 1992 - November 2013 · 21 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1992 - November 2013 · 21 yrs 3 mos
State Registrations14 states
CACOCTDEFLGAMDMSNCNYPRTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.