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Kevin Simpson

Capital Wealth Planning, LLC
32 Years of Experience
Medford Lakes, NJ
2 Disclosures
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Kevin Simpson is a registered investment advisor at Capital Wealth Planning, LLC, based in Medford Lakes, NJ, with 32 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 12,580 clients with $17B in assets under management.

Capital Wealth Planning, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
11 advisors
Number of Clients
12,580 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$17.2B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.75%

Fees are negotiable and will not exceed 1.75% of the market value of the client's portfolio. Wrap fee programs may charge additional fees up to a combined maximum of 3.0%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Medford Lakes, NJ

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 2011
Final
Regulatory
September 2010
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kevin is a member of several real estate LLCs, including JK Leasing, OCNJ, Big Timbers Lodge, QCV, and Gulf Shore Boulevard. Kevin also hosts and authors an investment-related podcast called "Covered Calls with Kevin Simpson," dedicating about 10-20% of his time to it.

Employment History
Current Registrations
Capital Wealth Planning, LLC
April 2011 - Present · 15 yrs 6 mos
Previous Registrations
Qfa, LLC
June 2008 - August 2009 · 1 yr 2 mos
Calton & Associates, INC.Broker
June 2008 - August 2009 · 1 yr 2 mos
Kovack Advisors, INC.
December 2007 - June 2008 · 6 mos
Kovack Securities INC.Broker
April 2005 - June 2008 · 3 yrs 2 mos
Linsco/private Ledger CORP.Broker
February 2005 - April 2005 · 2 mos
Bainbridge Securities INC.Broker
March 2002 - January 2005 · 2 yrs 10 mos
First Union Securities, INC.Broker
October 1999 - March 2002 · 2 yrs 5 mos
First Union Capital Markets CORP.Broker
March 1996 - October 1999 · 3 yrs 7 mos
Fahnestock & CO., INC.Broker
February 1993 - March 1996 · 3 yrs 1 mo
Thomas James Associates, INC.Broker
July 1992 - February 1993 · 7 mos
State Registrations2 states
FLTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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