Brian Graber
Brian Graber is a registered investment advisor at Wells Fargo Advisors, based in Chattanooga, TN, with 33 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
412 Georgia Ave Ste 215, Chattanooga, TN, 37403
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2002Customer Dispute
April 2001Criminal
April 1996Other Business Activities
Brian has a 50% ownership stake in RBT Enterprises, LLC, which operates a travel center. He dedicates about 10-20% of his time to this venture, including minimal time during trading hours.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Wachovia Brokerage ServiceBroker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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