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James Closson
33 Years of Experience
Dothan, AL
1 DisclosureBroker
James Closson is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Dothan, AL, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
1676 Whatley Dr, Dothan, AL, 36303
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2006Settled
Other Business Activities
James works as a financial advisor for Smartbank and Smartbank Investment Services, dedicating about half of his time to each role. Both positions started in May 2023.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
January 1995 - Present · 31 yrs 4 mos
Previous Registrations
Raymond James Financial Services
May 1995 - January 2009 · 13 yrs 8 mos
Invest Financial CorporationBroker
August 1992 - January 1995 · 2 yrs 5 mos
State Registrations14 states
ALARAZCACOFLGAILNCNYOKTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.