KB
KB

Kenneth Butterfield

33 Years of Experience
Bradenton Beach, FL
Broker

Kenneth Butterfield is a registered investment advisor at LPL Financial LLC, based in Bradenton Beach, FL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Bradenton Beach, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kenneth operates KCB Financial Plannings as a DBA for his LPL business, dedicating nearly full-time hours to it. He also owns real estate rental property and KEN BUTTERFIELD INVESTMENTS LLC for tax/investment purposes, and is a business owner of Sunshine & Smiles LLC.

Employment History
Current Registrations
LPL Financial LLCBroker
August 2024 - Present · 1 yr 9 mos
LPL Financial LLC
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Cetera Investment Advisers LLC
June 2023 - August 2024 · 1 yr 2 mos
Cetera Advisor Networks LLC
May 2021 - June 2023 · 2 yrs 1 mo
Cetera Advisor Networks LLCBroker
September 2019 - August 2024 · 4 yrs 11 mos
Summit Financial Group INC
February 2010 - May 2021 · 11 yrs 3 mos
Summit Brokerage Services, INC.Broker
February 2010 - September 2019 · 9 yrs 7 mos
1st Discount Brokerage, INC.
January 2009 - February 2010 · 1 yr 1 mo
James C. Butterfield INC.Broker
August 1992 - February 2010 · 17 yrs 6 mos
State Registrations15 states
AZCACOCTFLGAINMIMOMTNCOHSCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kenneth Butterfield - Financial Advisor | TrueAdvisor