Bruce Goodman is a registered investment advisor, based in Chicago, IL, with 55 years of industry experience.
Location
200 W. Madison St., Suite 2500, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Bruce sells and services life, health, and disability insurance since 2009. This takes about 10-20% of his time.
Employment History
Current Registrations
Hightower Securities, LLC
April 2023 - Present · 3 yrs 1 mo
Hightower Securities, LLCBroker
April 2023 - Present · 3 yrs 1 mo
Hightower Advisors, LLC
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
May 2021 - December 2022 · 1 yr 7 mos
Bickling Financial Services, INC.
January 2021 - April 2023 · 2 yrs 3 mos
Shepherd Financial Partners, LLC
October 2016 - November 2020 · 4 yrs 1 mo
LPL Financial LLC
January 2006 - November 2020 · 14 yrs 10 mos
Bruce N. Goodman
August 2004 - October 2016 · 12 yrs 2 mos
LPL Financial LLCBroker
December 1989 - November 2020 · 30 yrs 11 mos
Linsco Financial Group, INC.Broker
March 1988 - December 1989 · 1 yr 9 mos
Integrated Resources Equity CorporationBroker
February 1987 - March 1988 · 1 yr 1 mo
First Atlantic Investment CORP.Broker
September 1984 - February 1987 · 2 yrs 5 mos
Continental Investor Services CorporationBroker
July 1982 - August 1984 · 2 yrs 1 mo
Crown Financial CorporationBroker
February 1981 - July 1982 · 1 yr 5 mos
Mcneish, De Lorey, INC.Broker
May 1980 - February 1981 · 9 mos
Cm Securities, INC.Broker
December 1978 - June 1980 · 1 yr 6 mos
Capital Analysts, IncorporatedBroker
February 1974 - December 1978 · 4 yrs 10 mos
Fml Funds Distribution CompanyBroker
December 1973 - February 1974 · 2 mos
Travelers Equities Sales, INC.Broker
May 1973 - December 1973 · 7 mos
Metropolitan Life Insurance CompanyBroker
January 1970 - May 1973 · 3 yrs 4 mos
State Registrations2 states
FLMA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.