Phillip Fournier
Phillip Fournier is a registered investment advisor at Ameriprise Financial Services, LLC, based in Plano, TX, with 30 years of industry experience. Phillip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
5172 Village Creek Dr, Ste 103, Plano, TX, 75093-4444
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Phillip owns a consulting business and serves on the board of directors for Fournier and RMHKC development committees. These activities each take minimal time and are not investment-related.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Previous Registrations
American Century Investments Private Client Group, INC.
American Century Investment Services INC.Broker
Waddell & Reed
Waddell & ReedBroker
Spire Securities, LLCBroker
Spire Wealth Management, LLC
Cambridge Investment Research, INC.Broker
Lockwood Financial Services, INC.Broker
Smith Barney INC.Broker
Wheat, First Securities, INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
Ferris, Baker Watts IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.