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Naoko Thigpen

30 Years of Experience
Boise, ID
1 DisclosureBroker

Naoko Thigpen is a registered investment advisor at Wells Fargo Advisors, based in Boise, ID, with 30 years of industry experience. Naoko is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14674 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

101 S Capitol Blvd 7th Fl, [Kj-Rbo], Boise, ID, 83702

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008
Denied
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
May 2024 - Present · 2 yrs 5 mos
Wells Fargo Advisors
May 2024 - Present · 2 yrs 5 mos
Previous Registrations
Rw Investment Management LLC
May 2023 - May 2024 · 1 yr
Stifel, Nicolaus & Company, IncorporatedBroker
May 2019 - March 2023 · 3 yrs 10 mos
Stifel, Nicolaus & Company, Incorporated
May 2019 - March 2023 · 3 yrs 10 mos
Morgan Stanley
June 2009 - May 2019 · 9 yrs 11 mos
Morgan StanleyBroker
June 2009 - May 2019 · 9 yrs 11 mos
Morgan Stanley & CO. Incorporated
October 2007 - June 2009 · 1 yr 8 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
September 2000 - April 2007 · 6 yrs 7 mos
Proequities, INC.Broker
November 1997 - December 1998 · 1 yr 1 mo
Proequities, INC.Broker
January 1993 - December 1996 · 3 yrs 11 mos
State Registrations19 states
AKALAZCACOFLHIIDKSMOMTNDNMORTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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