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CFP
WE
CFP

William Eastman

Stifel, Nicolaus & Company, Incorporated
34 Years of Experience
Pinehurst, NC
Broker
View SEC Summary
View SEC Summary

William Eastman is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Pinehurst, NC, with 34 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7 Village Club Court, Suite 100, Pinehurst, NC, 28374

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

William owns rental property in Holden Beach, NC since 2003. This investment-related activity requires minimal time.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
April 2009 - Present · 17 yrs 6 mos
Stifel, Nicolaus & Company, IncorporatedBroker
April 2009 - Present · 17 yrs 6 mos
Previous Registrations
Wells Fargo Advisors, LLC
June 2002 - May 2009 · 6 yrs 11 mos
Wachovia Securities, LLCBroker
June 2002 - May 2009 · 6 yrs 11 mos
Wachovia Securities, INC.
January 2002 - June 2002 · 5 mos
Wachovia Securities, INC.Broker
August 1992 - June 2002 · 9 yrs 10 mos
State Registrations41 states
ALARAZCACOCTDCDEFLGAIDILINKYMAMDMEMIMNMOMTNCNHNJNMNVNYOHOKORPARISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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