David Wren
David Wren is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Wall, NJ, with 33 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1540 Highway 138 Ste 303, Wall, NJ, 07719
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a partner in a real estate development company and a 50% owner of Safe Harbor Financial II, LLC (real estate). He is also a partner/registered representative for Safe Harbor Financial, LLC, dedicating full-time hours to financial services, and an insurance agent selling fixed insurance products a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Morgan Stanley Dw INC.Broker
State Registrations46 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.