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Edward Diconza

33 Years of Experience
New York, NY
1 DisclosureBroker

Edward Diconza is a registered investment advisor at RBC Capital Markets, LLC, based in New York, NY, with 33 years of industry experience. Edward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

1211 Avenue of the Americas, Suite 3300, New York, NY, 10036

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2015
Settled
Other Business Activities

Edward is on the board of directors for The Louis A Gaeta Memorial Scholarship Fund, where he is involved in fundraising, dedicating minimal time. He is also a committee member for the Staples High School Girls Lacrosse Board, participating in fundraising and non-financial consulting, also dedicating minimal time.

Employment History
Current Registrations
RBC Capital Markets, LLC
April 2005 - Present · 21 yrs 1 mo
RBC Capital Markets, LLC
October 2003 - Present · 22 yrs 7 mos
RBC Capital Markets, LLCBroker
October 2003 - Present · 22 yrs 7 mos
Previous Registrations
Wachovia Securities, LLCBroker
July 2003 - October 2003 · 3 mos
Prudential Securities IncorporatedBroker
August 1993 - July 2003 · 9 yrs 11 mos
Chatfield Dean & CO., INC.Broker
July 1992 - August 1993 · 1 yr 1 mo
State Registrations48 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Edward Diconza - Financial Advisor | TrueAdvisor