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Marcus Lyman

33 Years of Experience
Mandeville, LA
Broker

Marcus Lyman is a registered investment advisor at Morgan Stanley, based in Mandeville, LA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1261 West Causeway Approach, Mandeville, LA, 70471

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Marcus is the Vice President of Lyman Agency, Inc. and also serves on the Finance Committee for Northlake Christian School, spending minimal time on each activity.

Employment History
Current Registrations
Morgan Stanley
November 2010 - Present · 15 yrs 8 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
May 2006 - June 2009 · 3 yrs 1 mo
Capital One Investments, LLCBroker
January 1998 - May 2006 · 8 yrs 4 mos
Fortis Investors, INC.Broker
October 1992 - January 1998 · 5 yrs 3 mos
State Registrations35 states
ALARAZCACOCTDCFLGAILINKSKYLAMAMDMIMNMSNCNJNVNYOHOKORPASCTNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Marcus Lyman - Financial Advisor | TrueAdvisor