James Mcelroy
James Mcelroy is a registered investment advisor at LPL Financial LLC, based in Seal Beach, CA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
610 Pacific Coast Highway, Suite 100, Seal Beach, CA, 90740
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James works as an insurance agent, primarily fulfilling client requests for fixed annuities and life insurance quotes, dedicating minimal time to this. He also works as a trainer in business, marketing, and other areas, spending a few hours per week in this role.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Grove Point Advisors, LLC
Diversified Securities, IncorporatedBroker
Grove Point Investments, LLCBroker
H. Beck, INC.
Private Equity Advisors, INC.
Private Equity Securities, INC.Broker
Private Equity Advisors, INC.
Eplanning Advisors INC
Eplanning Securities, INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Sunamerica Securities, INC.Broker
Investment Architects, INC.Broker
Cambridge Investment Research, INC.Broker
Cambridge Investment Reserarch, INC.
Sunamerica Securities, INC.
Sunamerica Securities, INC.Broker
Securities America, INC.Broker
Alamo CapitalBroker
Associated Securities CORP.Broker
California One InvestmentsBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.