SM
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Susan Mohacey

19 Years of Experience
Boulder, CO
Broker

Susan Mohacey is a registered investment advisor at Morgan Stanley, based in Boulder, CO, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1800 Broadway, Suite 120, Boulder, CO, 80302

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Susan works as a medical transcriptionist for Stone Network Inc. since April 2019, spending a few hours per week on this non-investment related activity.

Employment History
Current Registrations
Morgan Stanley
November 2021 - Present · 4 yrs 6 mos
Morgan StanleyBroker
July 2017 - Present · 8 yrs 10 mos
Previous Registrations
Newbridge Securities CorporationBroker
May 2014 - June 2017 · 3 yrs 1 mo
Haverford Trust Securities, INC.Broker
April 2006 - April 2014 · 8 yrs
State Registrations50 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Susan Mohacey - Financial Advisor | TrueAdvisor