AR
CFP
AR
CFP

Alyn Rumbold

33 Years of Experience
Flagstaff, AZ
3 DisclosuresBroker

Alyn Rumbold is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Flagstaff, AZ, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

16000 W University Ave, Suite 210, Flagstaff, AZ, 86001

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2014
Settled
Employment Separation After Allegations
August 2014
Customer Dispute
June 2009
Denied
Other Business Activities

Alyn is a volunteer citizen member of the Flagstaff Industrial Development Authority since 2013, participating in meetings. Alyn also serves on the Finance Council for San Francisco de Asis Parish since 2022, reviewing the parish's financial position; both activities require minimal time.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
May 2025 - Present · 1 yr
Previous Registrations
LPL Financial LLCBroker
April 2020 - May 2025 · 5 yrs 1 mo
LPL Financial LLC
April 2020 - May 2025 · 5 yrs 1 mo
Raymond James Financial Services Advisors, INC
July 2017 - April 2020 · 2 yrs 9 mos
Raymond James Financial Services, INC.Broker
August 2014 - April 2020 · 5 yrs 8 mos
Edward JonesBroker
May 2002 - August 2014 · 12 yrs 3 mos
American Express Financial Advisors INC.Broker
July 1992 - June 2002 · 9 yrs 11 mos
Ids Life Insurance CompanyBroker
July 1992 - June 2002 · 9 yrs 11 mos
State Registrations19 states
AKAZCACOFLIDILMDNCNJNMNVOHOKORTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Alyn Rumbold - Financial Advisor | TrueAdvisor