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CFP
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CFP

Raleigh Galiano

LPL Financial LLC
34 Years of Experience
Cut Off, LA
1 DisclosureBroker
View SEC Summary
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Raleigh Galiano is a CFP-designated registered investment advisor at LPL Financial LLC, based in Cut Off, LA, with 34 years of industry experience. Raleigh is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

135 Highway 3161, Cut Off, LA, 70345

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2025
Withdrawn
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Raleigh operates under the DBA Galiano Wealth Management Group, LLC. He also owns Galiano Holding, LLC and Galiano Land, LLC, both real estate rental companies, dedicating minimal time to Galiano Holding and a few hours per week to Galiano Land.

Employment History
Current Registrations
LPL Financial LLCBroker
April 2012 - Present · 14 yrs 6 mos
LPL Financial LLC
April 2012 - Present · 14 yrs 6 mos
LPL Financial LLC
April 2012 - Present · 14 yrs 6 mos
Previous Registrations
Edward Jones
October 2006 - April 2012 · 5 yrs 6 mos
Edward JonesBroker
December 1995 - April 2012 · 16 yrs 4 mos
Gna Securities, INC.Broker
May 1994 - November 1995 · 1 yr 6 mos
MML Investors Services, INC.Broker
January 1993 - May 1994 · 1 yr 4 mos
H.D. Vest Investment Securities, INC.Broker
September 1992 - January 1993 · 4 mos
State Registrations11 states
ALCAFLGAIDLAMSNMPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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