Francis Gallagher
Francis Gallagher is a registered investment advisor at Osaic Wealth, INC., based in Mountainside, NJ, with 33 years of industry experience. Francis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1136 Springfield Ave, Mountainside, NJ, 07092
Get directionsHistory
Regulatory History (4)
Regulatory
November 2014Regulatory
October 1996Customer Dispute
September 1995Employment Separation After Allegations
December 1994Other Business ActivitiesSells Insurance
Francis is a managing member of Blue Ribbon Equities Group LLC, which owns the office space his firm occupies. He is also President of Gallagher Financial Services Corporation, which provides property and casualty insurance, taking about a quarter of his time, and co-owns Kenwood Stables, a horse racing venture.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
First Allied Securities, INC.Broker
Round Hill Securities, INC.Broker
Gruntal & CO., L.L.C.Broker
Dean Witter Reynolds INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.