John Thomas is a registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 30 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John has a 2% limited partnership stake in The Thomas Investments Family LP. He devotes no time to this activity during securities trading hours.
Employment History
Current Registrations
Capital Client Group, INC.
Capital Client Group, INC.
Capital Client Group, INC.Broker
Previous Registrations
Lord, Abbett & CO. LLC
Lord Abbett Distributor LLCBroker
U.S. Bancorp Investments, INC.Broker
U.S. Bancorp Piper Jaffray INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations11 states
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